Mark is a dually registered investment advisor* serving as Senior Vice President of Tax & Financial Planning at Capital Wealth Advisors and Neptune Advisory, LLC dba Neptune Wealth. He works with clients to deliver customized financial strategies and personalized service. In his role, Mark seeks to help clients manage, preserve, and grow their wealth through tailored tax and financial planning and holistic wealth management.
Before joining Capital Wealth Advisors in 2026, Mark spent nearly eight years at Annex Wealth Management, advancing from Associate Wealth Manager to Senior Wealth Strategist in the firm’s Private Client division. He helped build that division and shape how the firm served its most complex relationships, working alongside attorneys, CPAs, and other specialists to pull investment, tax, and estate strategies into a single cohesive plan. He also mentored the next generation of advisors.
Mark began his career at Mutual of Omaha as both an Insurance Agent and Independent Financial Advisor, creating needs-based insurance strategies and delivering personalized investment and retirement planning for individuals, families, and business owners. That early, well-rounded foundation across insurance, investments, and comprehensive planning continues to shape his holistic approach to serving clients today.
Mark and his family call Wisconsin home. A husband and proud girl dad, he loves the outdoors and spends summer days at the lake with his golden retriever.
*Mark is dually registered as an investment adviser representative of both CWA Asset Management Group, LLC (“CWA”) and Neptune Advisory, LLC d/b/a Neptune Wealth (“Neptune”). Neptune operates as a separate investment adviser registered in Florida, Pennsylvania, and Wisconsin and maintains its own advisory programs, fee schedules, and client agreements. Mark may recommend the advisory services of either CWA or Neptune to clients, and may receive compensation from either or both firms depending on where a client’s account is serviced. This dual registration creates certain conflicts of interest, including with respect to the allocation of time and attention devoted to the respective clients of CWA and Neptune and different forms and levels of compensation for respective services provided through CWA and/or Neptune; however, Mark is subject to the Code of Ethics of both CWA and Neptune, as well as his fiduciary duty which requires that the investment decisions Mark makes be in the best interest of his clients. Clients are under no obligation to engage either CWA or Neptune or to use Mark in his capacity with either firm, and are free to seek advisory services elsewhere. Clients should ask Mark and/or firm compliance personnel any questions about how this dual registration may affect the services or recommendations they receive.
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